Special Article
Randomized Cluster Crossover Trials for Reliable, Efficient, Comparative Effectiveness Testing: Design of the Prevention of Arrhythmia Device Infection Trial (PADIT)

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Abstract

Randomized clinical trials are a major advance in clinical research methodology. However, there are myriad important questions about the effectiveness of treatments used in daily practice that are not informed by the results of randomized trials. This is in part because of important limitations inherent in the methodology of randomized efficacy trials which are performed with tight control of inclusion, exclusion, treatment, and follow-up. This approach enhances evaluation of clinical efficacy (performance in controlled situations) but increases complexity and is not well suited to test clinical effectiveness (performance under conditions of actual use). The cluster crossover trial is a new concept for efficient comparative effectiveness testing. Deep tissue infection occurs in 2% of patients after arrhythmia device implantation, usually requires system extraction, and increases mortality. There is variation in antibiotic prophylaxis used to reduce implanted device infections. To efficiently evaluate the comparative effectiveness of antibiotic strategies now in use, we designed a cluster crossover clinical trial, which randomized implanting centres to 1 of 2 prophylactic antibiotic strategies, which became the standard care at the centre for 6 months, followed by crossover to the other strategy, rerandomization, and second crossover. This method greatly reduces trial complexity because it aligns study procedures with usual clinical care and increases generalizability. Pilot studies have tested the feasibility and an 10,800-patient trial, funded by the Canadian Institutes of Health Research, is now under way. The cluster crossover randomized trial design is well suited to efficiently test comparative effectiveness of existing treatments where there is variability of practice, clinical equipoise, and minimal risk.

Résumé

Les essais cliniques aléatoires constituent une avancée majeure en méthodologie de la recherche clinique. Cependant, de nombreuses questions importantes portant sur l'efficacité des traitements utilisés dans la pratique quotidienne ne s'appuient pas sur les résultats des essais aléatoires. Cela tient en partie en raison des limites importantes inhérentes à la méthodologie des essais aléatoires sur l'efficacité qui sont réalisés en maîtrisant rigoureusement l'inclusion, l'exclusion, le traitement et le suivi. Cette approche améliore l'évaluation de l'efficacité clinique (performance dans des situations maîtrisées), mais augmente la complexité et ne se prête pas bien à l'essai d'efficacité clinique (performance dans des conditions d'utilisation actuelle). L'essai croisé par grappes est un nouveau concept d'essai comparatif de l'efficacité. L'infection de tissus profonds apparaît chez 2 % des patients après l'implantation d'un dispositif contre l'arythmie, nécessite habituellement l'extraction de l'appareil et augmente la mortalité. La prophylaxie antibiotique utilisée pour réduire les infections liées à l'implantation du dispositif diffère. Pour évaluer efficacement l'efficacité comparative des stratégies antibiotiques actuellement utilisées, nous avons réalisé un essai clinique croisé par grappes qui a réparti au hasard les centres d'implantation à 1 des 2 stratégies de prophylaxie antibiotique, qui est devenue la norme de soins du centre pour 6 mois, suivi par un essai croisé pour l'autre stratégie, d'une nouvelle répartition aléatoire et d'un deuxième essai croisé. Cette méthode réduit grandement la complexité de l'essai puisqu'elle harmonise les procédures de l'étude aux soins cliniques habituels et augmente la généralisabilité. Les études pilotes ont testé la faisabilité, et un essai de 10 800 patients financé par les Instituts de recherche en santé du Canada est en cours. La conception d'essai aléatoire croisé par grappes se prête bien pour tester efficacement l'efficacité comparative de traitements existants où il existe une variabilité de la pratique, une incertitude clinique absolue et des risques minimaux.

Section snippets

The Need for Efficient Testing of Clinical Effectiveness

Randomized clinical trials are a major advance in clinical research methodology which have generated considerable knowledge about the efficacy of therapies and have facilitated introduction of many advances in treatment. However, there are myriad important questions about the effectiveness of treatments used in daily practice that are not informed by the results of randomized trials. Thus, for many clinical decisions, physicians do not know “what works best,” and they must rely on intuition,

Problem of Arrhythmia Device Infection

Cardiac arrhythmia devices (pacemakers, implantable cardioverter defibrillators [ICDs], and cardiac resynchronization therapy) are life-saving treatments that are widely used. In 2006 there were 27,286 device implants or replacements in Canada (21,054 pacemakers, 4812 ICDs, and 1420 cardiac resynchronization therapy). Device infection occurs in approximately 2% of all cases,2, 3, 4, 5, 6, 7 and it is a serious and potentially catastrophic consequence of these procedures.2 Device infection rates

Prevention of Device Infection

It is currently recommended that a single preoperative dose of cephalosporin be used at the time of surgery to reduce the risk of device infection. This recommendation is based on several small randomized trials in patients who received devices, and on a meta-analysis.4, 13 Present professional guidelines (American Heart Association/American College of Cardiology) advocate preoperative cefazolin (or vancomycin in patients who are penicillin-allergic), a practice that is widely practiced in

PADIT Pilot Studies and Development of the Cluster Crossover Design

There is a need to establish if the additional antibiotic measures are effective, but the challenges of a randomized efficacy trial to test an additional antibiotic strategy are great. Based on an estimated infection rate of 2% in higher risk patients with conventional single-antibiotic prophylaxis, we calculated that enrolment of almost 11,000 patients would be required to have 80% power to detect a 35% reduction in infection rates. Although technically feasible with sufficient funding, grants

Randomized Cluster Crossover Trial

Cardiac rhythm device implantation in Canada is largely performed at highly specialized centres that implant from 200 to 1000 devices per year. To achieve these high volumes with low complication rates, these centres use highly standardized operating procedures, which include quality assurance, careful monitoring of cases, and highly trained teams of specialized health care professionals. The clinical effectiveness of interventions delivered at the time of implant to prevent device infection

PADIT Cluster Crossover Trial Design

The primary hypothesis of PADIT is that a strategy of incremental antimicrobial prophylaxis will reduce the risk of hospitalization for device infection, compared with single dose preoperative cefazolin, in patients undergoing higher risk arrhythmia device procedures. All patients at each centre will receive the antibiotic strategy to which the centre is randomized, as standard procedure during each study period, but only higher-risk patients (protocol-defined), will be included in the

Minimal Risk of the Antibiotic Strategies

The antibiotic strategies tested in this protocol are already widely used in Canada to prevent surgical site infections, with favourable safety profiles, especially in the very short periods of treatment planned. The fact that these antibiotics are already routinely used at many device implant centres, alone or in combination, despite any evidence from randomized trials of their effectiveness, clearly shows that physicians consider the risks of these treatments to be very low. Cephazolin and

Statistical Considerations

There are unique statistical considerations for a cluster-randomized trial which have been well described.25, 26 Because the unit of randomization is the centre, sample size and statistical power depend greatly on the intraclass correlation (ICC), which is a measure of the variation in outcomes between centres. If there is a high ICC, then there is a need for more centres, and the number of patients per centre is less relevant. The sample size for present cluster randomized crossover design for

Ethics Committee Approval

It is often not possible for a patient to choose to avoid the intervention or to give consent to it in a cluster randomized trial because the intervention is applied at the level of the health system and not the patient. Several observers have recognized that cluster randomized trials present a challenge to the usual approach to clinical research.21, 22 However, this type of trial is becoming much more common in response to the need for more information about knowledge translation and clinical

Study Organization

This study was developed from the Arrhythmia Working group of CANNeCTIN in collaboration with the Canadian Heart Rhythm Society Device Committee. CANNeCTIN is a clinical trials network funded by the Canadian Institutes of Health Research (CIHR) to increase clinical trials research capacity throughout Canada. The Population Health Research Institute in Hamilton serves as the hub of the network and has provided coordination for the working groups and pilot studies. In the case of PADIT, the 2

Discussion

There is great variation in everyday clinical practice, often because of lack of knowledge about the clinical effectiveness of different treatment options. This variation reveals the deficiency of knowledge but highlights the opportunity to improve care if one can mobilize these differences to test the comparative effectiveness of practices in use. The cluster crossover design is a way to do that. Randomized clinical trials are the gold standard for valid assessment of treatments but are often

Funding Sources

Dr Krahn is a Career Investigator of the Heart and Stroke Foundation of Ontario (CI6498). The study was supported by the CANNeCTIN network (CIHR grant 88370), and the impending trial (CIHR grant 119442).

Disclosures

The authors have no conflicts of interest to disclose.

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